RCCI dashboards for private wealth management

In private wealth management services it is very important to provide those responsible for compliance and internal control (RCCI) with summary dashboards. These feedbacks are also adressed to top managers.
This database allows the supervision of activities with a management point of view of an asset management company.
Apollo PWM Apollo PWM can provide many such reports. The usually desired format of our clients is often Excel in order to allow the teams of Compliance and Internal Control to rework on their existing data. However, Apollo Asset Management can also produce final reports in a PDF format.
Apollo PWMuses its flexible architecture to produce reports tailored to each client’s needs.

RETENTION OF Compliance and Internal Control DATA

The conservation periods of compliance and internal control dashboards is generally twelve months for a monthly analysis perimeter. This could also go beyond two years for an annual analysis.

SYNTHETIC RESTITUTION

Dashboards are available to compliance and internal control managers from your Apollo, a dedicated portal. Given the sensitive nature of this data, the security is unbreakable for intruders; strict security and access systems are installed. The list of incoming reports is calculated daily which makes users always ready for usage in the Apollo Asset Management database.

Here are SOME examples OF our REPORTS

The segmentations are multiple, and Apollo PWM produces dashboards adapted to different consumer needs. We illustrateApollo Asset Management 's rich coverage through a few examples.